Welcome to Douglas Martin Associates Ltd

Douglas Martin Associates Ltd, along with its sister company Douglas Martin Consulting Ltd, offers a range of services that can be tailored to meet the particular needs of your business to ensure that all regulatory standards are met in a manner which enhances, rather than hinders, the way in which you work. Our bespoke services fall into four categories; Compliance Consultancy, Compliance Outsourcing, Financial Conduct Authority (FCA) Application, Training & Development. 

Your business may benefit from our services if any of the following is giving you a headache:

How are you implementing a TCF strategy? Do all your Financial Promotions comply? How robust is your T & C scheme? How do you document and evidence the recruitment of new advisers or staff? How effective is your record keeping and audit trail? Are you handling complaints correctly? What is your Disaster Recovery Plan? How have you documented procedures for dealing with Vulnerable Consumers? What are your written procedures and training for prevention of Financial Crime? Do you document and record the analysis of company Managment Information? How do I know I am doing it right?

Please contact us for a free information guide or for advice on how Douglas Martin Associates Ltd can help you make sense of compliance within your organisation.